GOING PUBLIC: Assitance provided by FRS Equity Strategies
As you progress from a privately-owned company to a public
company, the required changes to your employee stock-based compensation plans
can be costly, complex and time consuming.
FRS Equity Strategies offers a suite of free tools and
resources to lower the stress and relieve the heartburn (see attached file
to view our IPO Transition Tools
IPO Transition Checklist_082411.pdf). Our easy-to-follow guidance will take
you through your transition process with expertise, ease and efficiency on each
of the following topics:
Manage SEC compliance: File Sec 16(a) Forms 3 and 4,
implement Insider Trading Policy and procedures, black-out windows, and
pre-clearance process
- Select Option Plans Software
- Select the Corporate Agents: Corporate Stock Broker,
Transfer Agent - Redesign Your Equity Plans
- Design and Implement an ESPP
- Convert to Software Management Platforms
- Stock Plan Administration
- Staffing
Our certified experts, CEPs, know the in's and out's of all
of these transition processes.
If your workload is at maximum capacity and you need more
help, leave the transition work to us! Email met at marianne@equity-strategies.com
or call for a free consultation (408) 727-0227 on how our expertise can relieve
your burden and make your transition smooth and effortless.