Dodd-Frank Adviser Provisions Compliance Dates Delayed
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Compliance dates for the new Dodd-Frank adviser regulations will likely be delayed until the first quarter of 2012, according to the SEC. Dodd-Frank requires that the SEC complete rulemaking concerning these provisions by July 21, 2011. In a letter posted on the SEC website, Robert E. Plaze, associate director of the SEC's Division of Investment Management, says that he anticipates the SEC will complete its rulemaking on time, but will consider additional time for compliance.
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http://www.mcguirewoods.com/news-resources/item.asp?item=5715
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