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ISS Annual Policy Survey - open Started by Dan Walter / Wed, Aug 19, 2015 11:15 AM 1 1,286 Profile Image for Dan Walter
Last post on Aug 19, 2015
by Dan Walter
When officers or directors are given a choice of paying taxes or exercise price payments with shares or cash, the dispositions of shares are not exempt from Section 16 (b) Started by John Olagues / Fri, Oct 18, 2019 6:05 AM 1 11 Profile Image for John Olagues
Last post 3 days ago
by John Olagues
Another Mistake by Alan Dye Started by John Olagues / Tue, Oct 15, 2019 2:31 PM 1 73 Profile Image for John Olagues
Last post 5 days ago
by John Olagues
Approval by the Board of Insider Trading does not get an exemption from Section 16 (b) of the 1934 Securities Exchange Act Started by John Olagues / Mon, Oct 14, 2019 11:11 AM 1 57 Profile Image for John Olagues
Last post 6 days ago
by John Olagues
What does "acquisitions from the issuer" mean? Started by John Olagues / Thu, Oct 10, 2019 9:23 PM 1 30 Profile Image for John Olagues
Last post 10 days ago
by John Olagues
Precise analysis of SEC Rule 240.16 b-3 --Transactions between an issuer and its officers or directors. Started by John Olagues / Tue, Sep 10, 2019 8:19 AM 1 85 Profile Image for John Olagues
Last post on Sep 10, 2019
by John Olagues
No Action Letters from the SEC and Section 16 (b) of the 1934 Act Started by John Olagues / Mon, Aug 19, 2019 8:10 AM 1 97 Profile Image for John Olagues
Last post on Aug 19, 2019
by John Olagues
Deferring Salary & Bonus Income Started by Bruce Brumberg / Thu, Aug 1, 2019 12:23 PM 1 95 Profile Image for Bruce Brumberg
Last post on Aug 1, 2019
by Bruce Brumberg
Dynamic Employee Stock Options Started by John Olagues / Mon, Jul 1, 2019 11:30 AM 1 141 Profile Image for John Olagues
Last post on Jul 1, 2019
by John Olagues
Conference on Financial Planning for Stock Compensation Started by Bruce Brumberg / Wed, Jun 26, 2019 1:08 PM 1 121 Profile Image for Bruce Brumberg
Last post on Jun 26, 2019
by Bruce Brumberg
SEC Rule 240.16 b-3 Exempts from Section 16 (b) only Transactions BETWEEN an issuer and its officers or directors Started by John Olagues / Sat, Jun 22, 2019 1:16 PM 1 164 Profile Image for John Olagues
Last post on Jun 22, 2019
by John Olagues
Upcoming Financial Planning Conf for Stock & Exec Comp Started by Bruce Brumberg / Tue, Jun 11, 2019 4:21 PM 1 187 Profile Image for Bruce Brumberg
Last post on Jun 11, 2019
by Bruce Brumberg
SEC Question and Answer of General Applicability 123.18 Started by John Olagues / Thu, Apr 25, 2019 2:53 PM 1 216 Profile Image for John Olagues
Last post on Apr 25, 2019
by John Olagues
"Getting Started in Employee Stock Options" by Wiley and Sons by John Olagues Started by John Olagues / Wed, Apr 10, 2019 12:39 PM 1 168 Profile Image for John Olagues
Last post on Apr 10, 2019
by John Olagues
Reporting Stock Sales on Tax Returns Started by Bruce Brumberg / Thu, Apr 4, 2019 11:34 AM 1 159 Profile Image for Bruce Brumberg
Last post on Apr 4, 2019
by Bruce Brumberg
Intentional Misstatements in filings on SEC Form 4 may constitute Federal Criminal Violations Started by John Olagues / Sun, Dec 30, 2018 8:08 AM 1 279 Profile Image for John Olagues
Last post on Dec 30, 2018
by John Olagues
SEC No-Action Letter to Skadden Arps, Slate Jan 12, 1999 regarding Section 16 (b) and Mergers Started by John Olagues / Sat, Dec 8, 2018 2:03 PM 1 854 Profile Image for John Olagues
Last post on Dec 8, 2018
by John Olagues
Mergers and SEC Rule 16 b-3(a), with conditions (d), and (e) Started by John Olagues / Thu, Nov 29, 2018 7:55 AM 1 239 Profile Image for John Olagues
Last post on Nov 29, 2018
by John Olagues
SEC Rule 16 b-3(a) and conditions in 16 b-3(d) and SEC staff explanations Started by John Olagues / Wed, Nov 21, 2018 6:23 AM 1 335 Profile Image for John Olagues
Last post on Nov 21, 2018
by John Olagues
Purpose and exemptions of Section 16 (b) of the Securities Exchange Act of 1934 Started by John Olagues / Thu, Oct 25, 2018 8:43 PM 1 563 Profile Image for John Olagues
Last post on Oct 25, 2018
by John Olagues
 

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