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ISS Annual Policy Survey - open Started by Dan Walter / Wed, Aug 19, 2015 11:15 AM 1 1,385 Profile Image for Dan Walter
Last post on Aug 19, 2015
by Dan Walter
Elon Musk violated Section 16 (b) of the 1934 Securities Act in the Tesla,/SolarCity Merger? Started by John Olagues / Tue, Dec 10, 2019 4:47 PM 1 108 Profile Image for John Olagues
Last post on Dec 10, 2019
by John Olagues
Requirements for an Exemption from Section 16 (b) of the Securities Act of 1934 Started by John Olagues / Fri, Nov 22, 2019 4:59 AM 1 133 Profile Image for John Olagues
Last post on Nov 22, 2019
by John Olagues
Attorneys try to expand the section 16 (b) exemptions to help executives extract additional wealth from shareholders Started by John Olagues / Mon, Nov 4, 2019 6:42 AM 1 151 Profile Image for John Olagues
Last post on Nov 4, 2019
by John Olagues
Do you advise public company executives & key employees? Started by Bruce Brumberg / Wed, Oct 23, 2019 12:04 PM 1 109 Profile Image for Bruce Brumberg
Last post on Oct 23, 2019
by Bruce Brumberg
When officers or directors are given a choice of paying taxes or exercise price payments with shares or cash, the dispositions of shares are not exempt from Section 16 (b) Started by John Olagues / Fri, Oct 18, 2019 6:05 AM 1 122 Profile Image for John Olagues
Last post on Oct 18, 2019
by John Olagues
Another Mistake by Alan Dye Started by John Olagues / Tue, Oct 15, 2019 2:31 PM 1 152 Profile Image for John Olagues
Last post on Oct 15, 2019
by John Olagues
Approval by the Board of Insider Trading does not get an exemption from Section 16 (b) of the 1934 Securities Exchange Act Started by John Olagues / Mon, Oct 14, 2019 11:11 AM 1 111 Profile Image for John Olagues
Last post on Oct 14, 2019
by John Olagues
Does a purchase transaction between an an officer or director and the issuer mean the same as an"acquisitions from the issuer" ? Started by John Olagues / Thu, Oct 10, 2019 9:23 PM 1 99 Profile Image for John Olagues
Last post on Oct 10, 2019
by John Olagues
Precise analysis of SEC Rule 240.16 b-3 --Transactions between an issuer and its officers or directors. Started by John Olagues / Tue, Sep 10, 2019 8:19 AM 1 160 Profile Image for John Olagues
Last post on Sep 10, 2019
by John Olagues
No Action Letters from the SEC and Section 16 (b) of the 1934 Act Started by John Olagues / Mon, Aug 19, 2019 8:10 AM 1 163 Profile Image for John Olagues
Last post on Aug 19, 2019
by John Olagues
Deferring Salary & Bonus Income Started by Bruce Brumberg / Thu, Aug 1, 2019 12:23 PM 1 164 Profile Image for Bruce Brumberg
Last post on Aug 1, 2019
by Bruce Brumberg
Dynamic Employee Stock Options Started by John Olagues / Mon, Jul 1, 2019 11:30 AM 1 209 Profile Image for John Olagues
Last post on Jul 1, 2019
by John Olagues
Conference on Financial Planning for Stock Compensation Started by Bruce Brumberg / Wed, Jun 26, 2019 1:08 PM 1 189 Profile Image for Bruce Brumberg
Last post on Jun 26, 2019
by Bruce Brumberg
SEC Rule 240.16 b-3 Exempts from Section 16 (b) only Transactions BETWEEN an issuer and its officers or directors Started by John Olagues / Sat, Jun 22, 2019 1:16 PM 1 223 Profile Image for John Olagues
Last post on Jun 22, 2019
by John Olagues
Upcoming Financial Planning Conf for Stock & Exec Comp Started by Bruce Brumberg / Tue, Jun 11, 2019 4:21 PM 1 249 Profile Image for Bruce Brumberg
Last post on Jun 11, 2019
by Bruce Brumberg
SEC Question and Answer of General Applicability 123.18 Started by John Olagues / Thu, Apr 25, 2019 2:53 PM 1 283 Profile Image for John Olagues
Last post on Apr 25, 2019
by John Olagues
"Getting Started in Employee Stock Options" by Wiley and Sons by John Olagues Started by John Olagues / Wed, Apr 10, 2019 12:39 PM 1 225 Profile Image for John Olagues
Last post on Apr 10, 2019
by John Olagues
Reporting Stock Sales on Tax Returns Started by Bruce Brumberg / Thu, Apr 4, 2019 11:34 AM 1 216 Profile Image for Bruce Brumberg
Last post on Apr 4, 2019
by Bruce Brumberg
Intentional Misstatements in filings on SEC Form 4 may constitute Federal Criminal Violations Started by John Olagues / Sun, Dec 30, 2018 8:08 AM 1 369 Profile Image for John Olagues
Last post on Dec 30, 2018
by John Olagues
 

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