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ISS Annual Policy Survey - open Started by Dan Walter / Wed, Aug 19, 2015 11:15 AM 1 1,067 Profile Image for Dan Walter
Last post on Aug 19, 2015
by Dan Walter
SEC Question and Answer of General Applicability 123.18 Started by John Olagues / Thu, Apr 25, 2019 2:53 PM 1 67 Profile Image for John Olagues
Last post on Apr 25, 2019
by John Olagues
"Getting Started in Employee Stock Options" by Wiley and Sons by John Olagues Started by John Olagues / Wed, Apr 10, 2019 12:39 PM 1 57 Profile Image for John Olagues
Last post on Apr 10, 2019
by John Olagues
Reporting Stock Sales on Tax Returns Started by Bruce Brumberg / Thu, Apr 4, 2019 11:34 AM 1 73 Profile Image for Bruce Brumberg
Last post on Apr 4, 2019
by Bruce Brumberg
Intentional Misstatements in filings on SEC Form 4 may constitute Federal Criminal Violations Started by John Olagues / Sun, Dec 30, 2018 8:08 AM 1 146 Profile Image for John Olagues
Last post on Dec 30, 2018
by John Olagues
SEC No-Action Letter to Skadden Arps, Slate Jan 12, 1999 regarding Section 16 (b) and Mergers Started by John Olagues / Sat, Dec 8, 2018 2:03 PM 1 354 Profile Image for John Olagues
Last post on Dec 8, 2018
by John Olagues
Mergers and SEC Rule 16 b-3(a), with conditions (d), and (e) Started by John Olagues / Thu, Nov 29, 2018 7:55 AM 1 149 Profile Image for John Olagues
Last post on Nov 29, 2018
by John Olagues
SEC Rule 16 b-3(a) and conditions in 16 b-3(d) and SEC staff explanations Started by John Olagues / Wed, Nov 21, 2018 6:23 AM 1 238 Profile Image for John Olagues
Last post on Nov 21, 2018
by John Olagues
Purpose and exemptions of Section 16 (b) of the Securities Exchange Act of 1934 Started by John Olagues / Thu, Oct 25, 2018 8:43 PM 1 321 Profile Image for John Olagues
Last post on Oct 25, 2018
by John Olagues
Tax Laws applied to Stock Options and Performance Equity Compensation give large tax benefits to the Company and the Executives Started by John Olagues / Sat, Oct 13, 2018 7:45 PM 1 292 Profile Image for John Olagues
Last post on Oct 13, 2018
by John Olagues
Law firms collude to stop the enforcement of Section 16 (b) of the 1934 Securities Act Started by John Olagues / Thu, Sep 13, 2018 7:18 AM 1 482 Profile Image for John Olagues
Last post on Sep 13, 2018
by John Olagues
Supreme Court explains taxability of ESOs, RS and RSUs. Started by John Olagues / Tue, Jul 3, 2018 11:00 AM 1 369 Profile Image for John Olagues
Last post on Jul 3, 2018
by John Olagues
Financial Planning For Execs & Directors: Conference Highlights Started by Bruce Brumberg / Thu, Jun 21, 2018 8:26 PM 1 349 Profile Image for Bruce Brumberg
Last post on Jun 21, 2018
by Bruce Brumberg
Conference on Financial Planning for Public Company Executives & Directors Started by Bruce Brumberg / Wed, Feb 28, 2018 6:52 PM 1 291 Profile Image for Bruce Brumberg
Last post on Feb 28, 2018
by Bruce Brumberg
Rule 16 b-3 exempts only transactions involving parties on an equal footing from the standpoint of knowledge of inside information. Started by John Olagues / Thu, Jan 18, 2018 12:51 PM 1 345 Profile Image for John Olagues
Last post on Jan 18, 2018
by John Olagues
Abuses of Equity Compensation by Top Executives Started by John Olagues / Fri, Dec 15, 2017 7:00 AM 1 575 Profile Image for John Olagues
Last post on Dec 15, 2017
by John Olagues
New York Bar Association and the American Bar Association Views on 16 (b) Started by John Olagues / Sun, Nov 26, 2017 7:12 AM 1 338 Profile Image for John Olagues
Last post on Nov 26, 2017
by John Olagues
Discretionary Dispositions of shares to the issuer by officers and directors are not exempt from Section 16 (b) Started by John Olagues / Thu, Oct 19, 2017 8:19 AM 1 638 Profile Image for John Olagues
Last post on Oct 19, 2017
by John Olagues
Section 16 c of the 1934 Securities Act and SEC Rule 16 c-4 Started by John Olagues / Tue, Oct 17, 2017 5:33 PM 1 657 Profile Image for John Olagues
Last post on Oct 17, 2017
by John Olagues
Derivatives and Section 16 b of the Securities Act of 1934 Started by John Olagues / Fri, Oct 13, 2017 12:36 PM 1 623 Profile Image for John Olagues
Last post on Oct 13, 2017
by John Olagues
 

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